Compliance Monitoring
iNautix® Compliance Monitoring offers a comprehensive technology solution to help you comply with regulations without sacrificing efficiency or profitability. In this increasingly complex regulatory environment, your sales practices face growing scrutiny. iNautix® can help you maximize supervisor efficiency and home office oversight.
Key Features
- Leverages advanced software of Actimize, Inc., a leading provider of enterprise-wide brokerage compliance solutions
- Monitors transactions, accounts, investment professionals, and branches
- Identifies issues and records actions taken
- Allows efficient investigation and sign-off
Benefits
- Eases sales practice compliance across your entire organization
- Reduces time required for sales reviews
- Allows supervisors to focus on key issues
- Provides expert advice on a broad range of sales practices issues
Contact us for more information about our Compliance Monitoring solutions.